Skip to Main Content

Search Search Submit Search

Maryland office of the attorney general header image

Quick Links

Securities Home
Administrative Actions
2017 Amendments to the Maryland Securities Act
Crowdfunding
Regulations and Regulatory Orders

Franchise and Business Opportunities Regulations, Orders, Interpretive Opinions
Multilevel Marketing Companies
Publications
Helpful Links
Fees
Forms

Broker-Dealer and Investment Adviser Regulations and Regulatory Orders

COMAR Title 2 Subtitle 02 Division of Securities – Maryland Securities Act regulations.
Exempt Reporting Investment Advisors –adopts provisions regarding notice filing for exempt reporting advisers.
Investment Adviser Information – regulatory information for investment advisers.
Merger and Acquisition Broker-Dealer Order – adopts the SEC's M&A broker letter.
Investment Adviser Representative Continuing Education

200 St. Paul Place, Baltimore, MD 21202

410-576-6300 / En español 410-230-1712 / 1-888-743-0023 toll-free / TTY: Dial 7-1-1 or 800-735-2258

Human Trafficking
GET HELP
National Human Trafficking Hotline -- 24/7 Confidential

icon of a phone

1-888-373-7888

icon of a cell phone

233733

For more information on human trafficking in Maryland click here

To Report Fraud, click here