COMAR Title 2 Subtitle 02 Division of Securities – Maryland Securities Act regulations.
Exempt Reporting Investment Advisors –adopts provisions regarding notice filing for exempt reporting advisers.
Investment Adviser Information – regulatory information for investment advisers.
Merger and Acquisition Broker-Dealer Order – adopts the SEC's M&A broker letter.
200 St. Paul Place, Baltimore, MD 21202
410-576-6300 / En español 410-230-1712 / 1-888-743-0023 toll-free / TTY: Dial 7-1-1 or 800-735-2258