Skip to Main Content

Search Search Submit Search

Maryland office of the attorney general header image

Quick Links

Securities Home
Administrative Actions
2017 Amendments to the Maryland Securities Act
Crowdfunding
Regulations and Regulatory Orders

Franchise and Business Opportunities Regulations, Orders, Interpretive Opinions
Multilevel Marketing Companies
Publications
Helpful Links
Fees
Forms

Investment Adviser Information

Notice to Persons Registered or Applying for Registration as Investment Advisers in the State of Maryland Regarding the New Form ADV Part 2
Investment Adviser Registration, Renewal, Amendment And Post-Registration Requirements | Powerpoint
Navigating the Dodd-Frank Act's New Regulatory Requirements for Maryland's Investment Advisers | Powerpoint
IA Examination Program Overview | Powerpoint
IA Resources | Powerpoint

200 St. Paul Place, Baltimore, MD 21202

410-576-6300 / En español 410-230-1712 / 1-888-743-0023 toll-free / TTY: Dial 7-1-1 or 800-735-2258

Human Trafficking
GET HELP
National Human Trafficking Hotline -- 24/7 Confidential

icon of a phone

1-888-373-7888

icon of a cell phone

233733

For more information on human trafficking in Maryland click here

To Report Fraud, click here